K-0023

FLOP accounting

Estimating or verifying how many floating-point operations a training run or other workload used, often to compare against a threshold in a rule.

Source reviewed 2026-09-25

01 / The mechanism and its boundary

What is being described

FLOP accounting estimates or verifies the total number of floating-point operations (FLOP) that a training run or other workload performs, usually to compare it with a threshold set by a rule S-0029 S-0053.

Shavit lists total training compute among the rules a verifier might enforce, noting that it has proven to be an indicator of model capabilities S-0029. US Executive Order 14110 required reporting for models trained with more than 10^26 operations S-0053 until its revocation in January 2025 S-0069, and a proposed international agreement sets a prohibited threshold of 10^24 FLOP and a monitored threshold of 10^22 FLOP S-0063. The EU AI Act presumes that a general-purpose AI model trained with more than 10^25 FLOP has high-impact capabilities, with notification of the European Commission required since 2 August 2025 S-3542 S-3543, and California's SB 53 defines frontier models by more than 10^26 operations of training compute S-3544. Proposed ways to count or cap FLOP include:

  • Hardware time. Shavit converts a FLOP threshold into accelerator-days by assuming that every accelerator runs at its full rate with perfect parallelization, a conservative assumption that gives the fewest accelerator-days a run of that size could occupy S-0029.
  • Energy. Wasil and colleagues suggest that a data centre's measured energy use could be converted into an approximate FLOP count S-0062.
  • Telemetry. RAND lists estimating a workload's model FLOPs utilization (MFU) and physical signature, such as power, as a research problem S-0002, one that bears on on-chip telemetry.
  • On-chip budgets. Offline licensing ties chip use to a renewable licence carrying a compute budget S-0057, as in hardware performance throttling and licensing.

Sastry and colleagues call compute a good high-level proxy for the risk of general-purpose frontier systems, though not necessarily of some narrow ones, and expect thresholds to need changing as algorithms and hardware improve S-0053. One system overview argues that coarse totals such as FLOP counts are not enough and seeks evidence about individual workloads S-0018.

Connections in the research map

Related research

Sources and provenance

  1. S-0029 / Tier B

    What does it take to catch a Chinchilla? Verifying Rules on Large-Scale Neural Network Training via Compute Monitoring ↗

    Y. Shavit · 2023 · arXiv

    Supports: total training compute as a rule and an indicator of capabilities; a threshold of H FLOPs converted to chip-days using each chip's FLOPs per day at full, perfectly parallel use

    Locator: §2.1; §3.2, Table 1

    Version and catalogue details
  2. S-0053 / Tier B

    Computing Power and the Governance of Artificial Intelligence ↗

    G. Sastry, L. Heim, H. Belfield, M. Anderljung, M. Brundage, J. Hazell, C. O'Keefe, G. K. Hadfield, R. Ngo, K. Pilz, G. Gor, E. Bluemke, S. Shoker, J. Egan, R. F. Trager, S. Avin, A. Weller, Y. Bengio, D. Coyle · 2024 · arXiv

    Supports: EO 14110 reporting threshold of 10^26 operations; compute as a good high-level proxy for risk of general-purpose frontier systems; thresholds need changing with algorithmic and hardware progress

    Locator: thresholds; limitations

    Version and catalogue details
  3. S-0063 / Tier B

    An International Agreement to Prevent the Premature Creation of Artificial Superintelligence ↗

    A. Scher, D. Abecassis, P. Barnett, B. Abeyta · 2025 · Machine Intelligence Research Institute

    Supports: Strict Threshold 10^24 FLOP and Monitored Threshold 10^22 FLOP

    Locator: §4

    Version and catalogue details
  4. S-3542 / Tier A

    Regulation (EU) 2024/1689 of the European Parliament and of the Council of 13 June 2024 laying down harmonised rules on artificial intelligence (Artificial Intelligence Act) ↗

    European Parliament, Council of the European Union · 2024 · Official Journal of the European Union, OJ L, 2024/1689

    Supports: EU AI Act 10^25 FLOP presumption, notification, application from 2 August 2025

    Locator: Arts 51(2), 52(1), 113(b)

    Version and catalogue details
  5. S-3543 / Tier A

    Guidelines on the scope of the obligations for general-purpose AI models established by Regulation (EU) 2024/1689 (AI Act) ↗

    European Commission · 2025 · European Commission, Communication C(2025) 5045 final

    Supports: 10^25 FLOP presumption and notification; entry into application on 2 August 2025

    Locator: §2.3.1–2.3.2; landing page

    Version and catalogue details
  6. S-3544 / Tier A

    California Senate Bill 53 (2025): Transparency in Frontier Artificial Intelligence Act ↗

    California State Legislature · 2025 · Statutes of 2025, Chapter 138 (Business and Professions Code §22757.10 et seq.)

    Supports: frontier model defined by more than 10^26 integer or floating-point operations

    Locator: §22757.11(i)

    Version and catalogue details
  7. S-0062 / Tier B

    Verification methods for international AI agreements ↗

    A. R. Wasil, T. Reed, J. W. Miller, P. Barnett · 2024 · arXiv

    Supports: facility energy estimates could be converted into an approximation of FLOPs

    Locator: Energy monitoring

    Version and catalogue details
  8. S-0002 / Tier B

    Verifying International Agreements on AI: Six Layers of Verification for Rules on Large-Scale AI Development and Deployment ↗

    M. Baker, G. Kulp, O. Marks, M. Brundage, L. Heim · 2025 · RAND Corporation

    Supports: estimating MFU and physical signature (e.g. power) as a research problem

    Locator: Table 2, Appendix A.6

    Version and catalogue details
  9. S-0057 / Tier B

    Hardware-Enabled Governance Mechanisms: Developing Technical Solutions to Exempt Items Otherwise Classified Under Export Control Classification Numbers 3A090 and 4A090 ↗

    G. Kulp, D. Gonzales, E. Smith, L. Heim, P. Puri, M. J. D. Vermeer, Z. Winkelman · 2024 · RAND Corporation

    Supports: offline licensing with a renewable licence carrying a compute budget

    Locator: p. viii

    Version and catalogue details
  10. S-0018 / Tier B

    A System Overview for Near-Term, Low-Trust AI Compute Verification ↗

    N. Cankaya · 2026 · Machine Intelligence Research Institute

    Supports: coarse metrics like total FLOPs insufficient; per-workload evidence sought

    Locator: verification goals

    Version and catalogue details
  11. S-0069 / Tier A

    Executive Order 14148: Initial Rescissions of Harmful Executive Orders and Actions ↗

    Executive Office of the President · 2025 · Federal Register, 90 FR 8237 (document 2025-01901, published 2025-01-28)

    Supports: revocation of EO 14110 on 20 January 2025

    Locator: Sec. 2(ggg)

    Version and catalogue details
Source review date
2026-09-25
Drafted by (source map)
ai
Review handles (source map)
codex-review